NIVA's wealth management AI chatbot handles client portfolio queries, market information requests, document collection, onboarding, and compliance · freeing your advisors for high-value relationship work.
WealthBot
Wealth Management support · online
Powered by NIVA
NIVA handles the information and administrative layer so your advisors spend every conversation on strategy, relationship, and high-value advice.
Clients query portfolio valuations, asset allocation, performance attribution, and benchmark comparison through chat. NIVA surfaces client-specific data from your portfolio management system · reducing advisor time on routine reporting calls.
Clients request quarterly reviews, tax reports, consolidated statements, and transaction histories through chat. NIVA retrieves and delivers the correct document instantly · reducing back-office document request handling.
Clients book annual reviews, strategy calls, and ad hoc advisor meetings through chat. NIVA checks advisor availability, confirms slots, and prepares the meeting agenda based on the client's flagged topics.
Client Onboarding & KYC
New HNW clients complete onboarding through chat · risk profiling questionnaires, KYC documentation, source of wealth declarations, and suitability assessments · reducing advisor-led admin time at onboarding.
Compliance & Regulatory Queries
Internal teams query MiFID II suitability requirements, COBS rules, FCA Consumer Duty obligations, and GDPR data handling · from your compliance manual, with escalation to the compliance officer.
Inheritance & Estate Planning Queries
Clients query IHT thresholds, trust structures, gifting allowances, and estate planning options through chat. NIVA provides factual information from your approved content and books estate planning consultations with appropriate specialists.
Examples from live wealth management deployments, answered in chat instead of routed to inbox.
“I'd like to move some of my portfolio into ESG investments. What options do you offer and how do they perform?”
We offer three ESG-aligned approaches: 1) ESG Screened · excludes tobacco, weapons, and fossil fuel majors, tracking a screened global index. 5-year return: 9.2% p.a. 2) Sustainable Leaders · active stock selection for companies with high ESG ratings. 5-year return: 10.1% p.a. 3) Impact Portfolio · direct investment in renewable energy and social impact bonds. 5-year return: 7.8% p.a. with measurable impact metrics. I've flagged this for your advisor to discuss in detail at your next meeting. Shall I also send the factsheets for all three?
Generic prompts from scratch
250+ industry personas, ready day one
FAQ replies and deflection
Flows, forms, and real actions
Credits, tokens, and add-ons
Flat pricing, full white-label
Teams already using NIVA
From persona selection to live on your client portal in under a day. NIVA handles the information layer · your advisors handle the relationships.
Choose the Wealth Management vertical from NIVA's library with industry terminology built in.
Pick from 10+ pre-built wealth management personas. Toggle only the roles you need.
Upload policies, manuals, and FAQs as PDFs or URLs into a private knowledge base.
Drop one script tag on your site. The bot goes live fully branded, no redeploy.
Subscribe to expert roles with domain tone and knowledge already built in. Toggle live without prompt engineering.
Portfolio Query Bot
Valuation, performance, allocation
Document Request Bot
Reports, statements, tax docs
Advisor Scheduling Bot
Meetings, reviews, agenda prep
Client Onboarding Bot
KYC, risk profiling, suitability
Compliance Query Bot
MiFID II, COBS, Consumer Duty
Estate Planning Bot
IHT, trusts, gifting, estate
+ 4 more wealth management personas available on your demo
Platform capabilities tuned for wealth management teams. Compliance standards are listed separately below.
Upload your approved fund factsheets, investment philosophy documentation, and regulatory disclosures. NIVA provides factual product information and never gives regulated investment advice · the line is strictly maintained.
NIVA verifies client identity via policy number, date of birth, and memorable word before surfacing any account data · meeting FCA data security and Consumer Duty requirements.
Build client onboarding questionnaire flows and annual review preparation sequences in NIVA's no-code Flow Engine. Trigger portfolio system updates and advisor briefing notes automatically.
NIVA integrates with Iress, SEI, Salesforce Financial Services Cloud, and custom portfolio management systems. Portfolio data, client records, and document requests sync in real time.
Client Annual Review Preparation Flow
Trigger
Annual review date approaching
Pre-survey
Goals and topics collected from client
Meeting
Booked with advisor, agenda prepared
Portfolio
Current data pulled for advisor briefing
Workflows, smart forms, and multi-persona routing from a single admin dashboard.
Build multi-step automated workflows inside the chat: conditional branching, dynamic forms, persona handoffs, and webhook triggers.
Learn more Smart FormsDefine unlimited forms per bot. The AI reads conversation context and surfaces the right form automatically, inline in the widget.
Learn more Multi-Persona AIRun multiple AI agents in one widget. The orchestrator routes each message to the right persona automatically.
Learn moreDrop a single line before </body> and your wealth management bot goes live, fully branded as WealthBot.
Auto-branded
Your colours, avatar, and bot name in every channel.
Instantly updated
Change personas or flows in admin. No redeploy.
CORS-ready
Website, WhatsApp, and custom domains out of the box.
Book a 30-minute demo and see NIVA's wealth management personas handling portfolio queries, document requests, and onboarding live.
Quick answers before you book a demo.
Still unsure? Send us your requirements and we will map the right personas for wealth management.
See how NIVA handles specific workflows in your space.
Explore NIVA for adjacent verticals.
